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FINRA imposes $100k fine on AAG Capital

FINRA imposes $100k fine on AAG Capital

AAG Capital, Inc has agreed to pay a fine of $100,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA). From February 2021 through the present, AAG Capital failed to establish and maintain written policies and procedures and a...
ADSS Head of Sales Ammar Bader departs

ADSS Head of Sales Ammar Bader departs

FNG has learned that longtime ADSS executive Ammar Bader has left the UAE based broker. Ammar Bader had been with ADSS for more than 10 years, joining in early 2015 as a Senior Partnership Manager. He was named Head of Sales at ADSS in 2022. Ammar has also previously...